SEC Eases Path to Regulatory Compliance for Fundraising

Raising capital is an important endeavor for many businesses during normal times. It can become vital during extremely challenging times like this. Those businesses that are in the midst of that endeavor now must remember that regulatory compliance is an essential component. For those raising capital for the first time, that compliance usually involves at least one filing with the Securities and Exchange Commission (most typically a ‘Form D’ in connection with a ‘Regulation D’ offering). But, before a business can submit a filing to the SEC, it first must register as a filer by submitting a ‘Form ID’, which ordinarily must be signed and notarized. In normal times, getting a document notarize

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